What type of securities does Form 13F report on?

Form 13F is specifically designed for institutional investment managers who oversee investment portfolios with at least $100 million in assets under management. The primary purpose of this form is to disclose the holdings of these managers in specific types of securities, focusing on equity securities. This includes common and preferred stocks, as well as exchange-traded funds (ETFs).

By requiring institutional managers to report holdings in these equity securities, Form 13F provides transparency into market positions and investment strategies, allowing regulators and the public to gain insights into the investment landscape.

The other categories mentioned, such as private equity funds, tax-exempt bonds, and futures and options, fall outside the purview of Form 13F reporting requirements. Private equity funds typically do not meet the reporting criteria due to their structure and liquidity constraints, while tax-exempt bonds and derivatives like futures and options are also not included in the disclosure format of Form 13F. This makes the reporting of equity securities the sole focus of the form, confirming that equity securities such as stocks and ETFs is the correct answer.