What disclosure is required in Form 13F?

Form 13F is a quarterly report that institutional investment managers must file with the Securities and Exchange Commission (SEC) to disclose their equity holdings. The form is designed to provide transparency regarding large investment managers’ positions in publicly traded stocks.

The correct answer is grounded in the requirements set forth by the SEC. Specifically, Form 13F requires disclosure of the names of investment managers and the associated securities they manage, along with details such as the number of shares owned and the market value of those shares. This comprehensive disclosure allows for greater insight into the investment strategies and positions of large institutional investors, enabling regulators and the public to monitor significant market interests and potential influences.

This level of detail includes the names of the investment managers, which informs interested parties about who is managing these significant stock positions, as well as the specific securities involved. By providing this information, Form 13F serves the vital function of enhancing market transparency and investor awareness.

Other options do not capture the full scope of the disclosures required by Form 13F. While information about shares and market values is included, the central requirement focuses on revealing both the managers and the specific securities they hold, which is essential for understanding the dynamics of institutional investment in the market.